SOC 1 Remediation
Addresses gaps or deficiencies found during the SOC 1 Readiness assessment or a previous audit
What is it?
SOC 1 remediation addresses gaps or deficiencies found during the SOC 1 Readiness assessment or a previous audit. If an audit has identified areas where your controls, systems, or processes are not compliant with SOC 1 criteria, remediation is the process of correcting these issues.
This phase ensures that your organization’s internal controls meet the necessary standards before undergoing the formal SOC 1 audit, ensuring full compliance and mitigating audit risks.
Our Process
1
Review Audit Findings
We begin by reviewing your audit report or readiness assessment to identify any areas of non-compliance or weaknesses in your internal controls.
3
Implementation
NDB works with your team to implement the necessary corrective actions. This may include documentation updates, new control measures, training programs, and technology improvements.
2
Develop Remediation Plan
Based on the gaps identified, we create a detailed remediation plan. This plan outlines the specific actions needed to address deficiencies, which could involve implementing new controls, revising policies, or enhancing existing procedures.
4
Post-Remediation Testing
After the remediation actions are completed, we test and validate the new controls to ensure they meet the required standards.
Your Deliverables
Detailed SOC 1
Remediation Plan
Updated Controls, Policies, and Procedures
Post-Remediation Testing and Validation Report
Recommendations for Further Improvement
Why Choose NDB?
NDB’s SOC 1 Remediation service is designed to get your organization back on track if any issues arise during the readiness or audit phases. Our experts ensure that all gaps are addressed swiftly and efficiently, allowing you to meet compliance goals and pass your SOC 1 audit successfully.
What Sets NDB Apart?
Deep Regional Knowledge: Our expertise in the regulatory requirements across the Southeastern U.S. enables us to offer regionally-specific solutions for your business.
Certified Experts: We employ a team of highly skilled professionals who hold certifications in multiple compliance standards (SOC 1, SOC 2, PCI DSS, ISO 27001, HIPAA, and more).
Tailored Solutions: We offer customized services based on your business size, industry, and unique compliance challenges.
Proven Track Record: With years of experience in guiding businesses through the regulatory maze, we have successfully supported organizations from diverse sectors, including finance, healthcare, technology, and retail.
Collaborative Approach: We work as an extension of your team, ensuring seamless integration with your internal processes while providing transparent and efficient compliance management.
